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Tags: ETrade | order | handling | examination

E*Trade's Order Handling Under Examination by Regulators

Tuesday, 06 August 2013 08:10 PM

E*Trade Financial Corp. said the Financial Industry Regulatory Authority is examining how two of its units routed orders.

Finra told the online brokerage on July 11 that it’s looking into the routing practices of E*Trade Securities LLC and G1 Execution Services LLC, according to the company’s quarterly report filed today.

© Copyright 2022 Bloomberg News. All rights reserved.


FinanceNews
E*Trade Financial Corp. said the Financial Industry Regulatory Authority is examining how two of its units routed orders.
ETrade,order,handling,examination
50
2013-10-06
Tuesday, 06 August 2013 08:10 PM
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